If you face federal securities fraud charges in Roanoke County, the consequences can be severe. A Securities Fraud lawyer Roanoke County from Law Offices Of SRIS, P.C. can help. Federal securities fraud carries up to 25 years in prison under 18 U.S.C. § 1348. Our firm has 4,739+ documented results firm-wide. Call (888) 437-7747.
Understanding Securities Fraud Under Federal Law
Last verified: April 2026 | Roanoke County General District Court | 18 U.S.C. § 1348 (official U.S. Code)
Securities fraud involves deceptive practices in the stock or commodities markets. Under 18 U.S.C. § 1348, it is a federal crime to defraud investors or obtain money through false statements in connection with securities. The U.S. Securities and Exchange Commission (SEC) investigates these cases, and the Department of Justice prosecutes them. An investment fraud defense lawyer Roanoke County understands the federal court procedures in the Western District of Virginia.
External Citation Links
Review the official federal statute: 18 U.S.C. § 1348 (Securities Fraud). For court procedures, visit the U.S. District Court for the Western District of Virginia.
Insider Procedural Edge for Roanoke County
- Do not speak to investigators without your attorney present.
- Preserve all documents and electronic records related to the investment.
- Contact a Securities Fraud lawyer Roanoke County immediately.
- Your attorney will review the SEC subpoena or grand jury subpoena.
- Your attorney will negotiate with the U.S. Attorney’s Office.
- Your attorney will prepare a defense strategy for trial or settlement.
Penalties for Securities Fraud
In Roanoke County, securities fraud carries severe federal penalties under 18 U.S.C. § 1348.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 | SEC bar from securities industry | Restitution, forfeiture, supervised release |
Results may vary. Prior results do not guarantee a similar outcome.
Why Choose Law Offices Of SRIS, P.C.?
Founded in 1997 by former prosecutor Mr. Sris, Law Offices Of SRIS, P.C. brings over 120 years of combined legal experience. Our firm has handled 4,739+ cases with a 93%+ favorable outcome rate firm-wide across VA, MD, NJ, NY, and DC. Mr. Sris personally amended Va. Code § 20-107.3, demonstrating deep legal knowledge. Our team includes former prosecutors who understand federal court strategy.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Case Results
Our firm has 4,739+ documented results firm-wide across VA, MD, NJ, NY, and DC, with a 93%+ favorable outcome rate. While specific Roanoke County securities fraud results are not listed, our federal criminal defense team has handled complex fraud cases in the Western District of Virginia.
Results may vary. Prior results do not guarantee a similar outcome.
Local Presence in Roanoke County
Our Shenandoah/Woodstock Location serves clients at Roanoke County courts (305 East Main Street, Salem, VA 24153). Accessible via I-81, I-581, Route 11, Route 419, Route 220. Serving Salem, Vinton, Cave Spring, Hollins, Catawba.
Securities fraud lawyer near Roanoke County — call 24/7.
Toll-Free: (888) 437-7747 | Local: (888) 437-7747
24/7 phone consultations. Meetings by appointment only.
Frequently Asked Questions About Securities Fraud in Roanoke County
What is the difference between SEC investigations and criminal charges?
Yes. The SEC investigates civil violations, while the Department of Justice prosecutes criminal securities fraud. Both can happen simultaneously. An SEC violation lawyer Roanoke County handles both civil and criminal aspects.
Can I be charged with securities fraud if I relied on my accountant?
It depends. Reliance on professional advice is a defense, but not automatic. The government must prove you acted with intent to defraud. A Securities Fraud lawyer Roanoke County can evaluate your specific situation.
What should I do if the SEC sends me a subpoena?
Contact a Securities Fraud lawyer Roanoke County immediately. Do not destroy documents. Do not speak to investigators without your attorney. Your lawyer will guide you through the subpoena response process.
How long does a federal securities fraud case take in Roanoke County?
6 to 18 months on average. The Speedy Trial Act requires indictment within 30 days of arrest and trial within 70 days of indictment, but excludable delays can extend the timeline significantly.
Can securities fraud charges be reduced or dismissed?
Yes. Charges can be reduced through plea negotiations or dismissed if the government cannot prove intent to defraud. An investment fraud defense lawyer Roanoke County can identify weaknesses in the prosecution’s case.
What is the penalty for insider trading in Roanoke County?
Up to 20 years in prison under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. Fines can reach $5,000,000 for individuals. The SEC may also seek disgorgement of profits and a bar from serving as a corporate officer.
Related Practice Areas
Explore related legal services: DUI Lawyer Roanoke County | Divorce Lawyer Roanoke County | Personal Injury Lawyer Roanoke County
See also: Shenandoah County Criminal Defense Lawyer | Frederick County Criminal Defense Lawyer
Return to: Virginia Federal Criminal Defense Lawyer
Attorney Profile: Mr. Sris — Former Prosecutor
Location: Shenandoah/Woodstock Office
Last verified: April 2026. Information updated as of April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.