Insider trading under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 is a federal crime carrying up to 20 years in prison and a $5 million fine for individuals. Law Offices Of SRIS, P.C. — Advocacy Without Borders — brings extensive criminal defense experience to clients in Henrico County, Virginia.
Insider Trading Lawyer in Henrico County, Virginia
Understanding Insider Trading Under Federal Law
Insider trading is the buying or selling of securities based on material, non-public information. This practice is prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The Securities and Exchange Commission (SEC) and the U.S. Department of Justice aggressively investigate and prosecute these cases. In Henrico County, federal charges are prosecuted by the U.S. Attorney’s Office for the Eastern District of Virginia. The maximum penalty for an individual is 20 years in federal prison and a $5 million fine. There is no parole in the federal system.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience to federal criminal defense in Henrico County.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
Official Legal References
Insider Knowledge: Federal Court in Henrico County
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely pursue insider trading cases with significant resources. We have observed that early intervention by an experienced Insider Trading lawyer in Henrico County can make a substantial difference in case outcomes.
- Do not speak to investigators without your attorney present.
- Preserve all trading records, emails, and communications.
- Contact a securities insider trading defense lawyer Henrico County immediately.
- Understand the specific charges and potential penalties under federal law.
- Prepare for the legal process, including grand jury proceedings and potential trial.
- Work with your attorney to develop a defense strategy case-specific to your case.
In Henrico County, insider trading carries a maximum penalty of 20 years in federal prison and a $5 million fine for individuals, with no parole in the federal system.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential SEC sanctions, including bar from securities industry | Forfeiture of profits, restitution, supervised release |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25 million | Potential SEC sanctions | Forfeiture of profits, restitution, corporate monitoring |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Federal Criminal Defense in Henrico County?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our firm has extensive experience defending federal criminal cases, including insider trading, securities fraud, and other complex white-collar matters. We understand the unique procedures and challenges of the U.S. District Court for the Eastern District of Virginia.
Our team includes attorneys with backgrounds as former prosecutors and law enforcement officers, providing a strategic advantage in federal court. We are available 24/7 for consultations at (888) 437-7747.
Your Insider Trading Lawyer in Henrico County
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Case Results in Henrico County
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Henrico County. While specific insider trading case results are not available for this jurisdiction, our firm has 21 documented results in Henrico County across all practice areas: 17 dismissed or not guilty, 4 reduced or amended — a favorable outcome in all reported instances. Results may vary. Firm-wide, we have 4,739+ documented results across VA, MD, DC, NY and NJ.
Our Location Serving Henrico County
Our location in Richmond is approximately 12 miles from the U.S. District Court for the Eastern District of Virginia (Richmond Division), with access via I-64, I-95, and I-295. As an Insider Trading lawyer near Henrico County, we serve the communities of Glen Allen, Short Pump, Innsbrook, Tuckahoe, Highland Springs, and Mechanicsville (partial).
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
(804) 201-9009 | Toll-Free: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Henrico County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
What is federal criminal court and how is it different in VA?
Federal criminal cases in VA are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines than state charges. Law Offices Of SRIS, P.C. handles federal defense — (888) 437-7747.
How do federal sentencing guidelines work in Henrico County, Virginia?
Federal sentencing at U.S. District Court for the Eastern District of Virginia follows the U.S. Sentencing Guidelines — a points-based calculation using offense level and criminal history category. While advisory since Booker (2005), guidelines strongly influence sentencing. Mandatory minimum statutes override downward departures in many drug, firearm, and child exploitation offenses. Acceptance of responsibility, substantial assistance (§ 5K1.1), and safety-valve eligibility materially reduce exposure. Law Offices Of SRIS, P.C. — (888) 437-7747.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include fines, jail time, probation, or other sanctions. Consult a Virginia federal criminal attorney for case-specific guidance.
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Last verified: April 2026